3.2

Sources of Finance

Internal and external ways businesses raise money, and how to choose the right source for a given situation.

Learning Goals
  • Distinguish between internal and external sources of finance
  • Identify appropriate sources of finance for different business contexts (size, stage, purpose)
  • Evaluate the advantages and disadvantages of specific sources of finance

Overview

Finance can come from internal sources (within the business) or external sources (outside the business). The most appropriate source depends on factors such as the amount needed, the time frame, the type of business, and the cost of finance.

Internal Sources of Finance

Internal sources do not require borrowing from outside parties. They tend to have no direct cost (no interest) but are limited in scale.

Personal Funds (sole traders / entrepreneurs)

The owner invests their own savings into the business. Common at start-up. No interest costs, but the owner bears all personal financial risk.

Retained Profit

Profit kept in the business after tax and dividends are paid. The most common internal source for established businesses. Free to use (no interest), but reduces how much profit is returned to shareholders.

Sale of Assets

Selling assets the business no longer needs (old machinery, property, surplus stock) to raise cash. Good for one-off injections but reduces the productive capacity of the business.

Key Term

Retained profit: The portion of after-tax profit reinvested into the business rather than paid out as dividends. Also called "ploughed-back profit."

External Sources of Finance

Source Description Best for Key consideration
Share capital Selling shares (equity) in the business to investors Limited companies; large sums; long-term Dilutes ownership; no repayment obligation
Loan capital Borrowing a fixed sum from a bank, repaid with interest over time Medium to long-term investment Interest cost; requires collateral
Overdraft Drawing more from a bank account than the balance Short-term cash flow gaps High interest; repayable on demand
Trade credit Buying goods now, paying suppliers later (e.g. 30/60/90 days) Day-to-day working capital Interest-free if paid on time; damages supplier relationships if abused
Crowdfunding Raising small amounts from many people, typically online Start-ups; creative projects; early validation Public exposure; reward/equity offered; not guaranteed
Leasing Renting an asset rather than purchasing it outright Expensive equipment without upfront capital Never own the asset; ongoing payments
Microfinance providers Small loans for entrepreneurs in developing countries or with no credit history Start-ups in developing economies Small amounts; high interest; social mission
Business angels Wealthy individuals investing in start-ups in exchange for equity Early-stage businesses with growth potential Dilutes ownership; angels bring expertise and networks

Choosing the Right Source

The appropriate source of finance depends on several factors:

FactorImplication
Amount neededLarge sums → loan capital, share capital; small sums → overdraft, trade credit
Time periodShort-term needs → overdraft, trade credit; long-term investment → share/loan capital
Type of businessSole traders can't issue shares; PLCs have more options
Cost of financeInterest rates, dividends, equity dilution all have a cost
RiskHigh debt increases financial risk; equity sharing reduces control
Stage of businessStart-ups have fewer options; established businesses can use retained profit
Exam Tip

Never just list sources — always evaluate appropriateness. A short-term cash flow crisis calls for an overdraft or trade credit, not a 10-year bank loan. Match the source to the duration and scale of the need.

Key Terms

Share capital
Finance raised by selling shares (ownership stakes) in a limited company. Shareholders become part-owners and may receive dividends.
Loan capital
Finance borrowed from a bank or financial institution, to be repaid with interest over an agreed period.
Overdraft
A short-term facility allowing a business to spend more than is in its bank account, up to an agreed limit.
Trade credit
An agreement allowing a business to receive goods or services now and pay the supplier at a later date.
Crowdfunding
Raising finance from a large number of individuals, typically via an online platform, usually in exchange for a reward or equity.
Business angel
A wealthy individual who provides capital to early-stage businesses in exchange for an equity stake, often also contributing expertise.
Leasing
Renting an asset for a fixed period instead of purchasing it, making regular payments to the leasing company.
Microfinance
Small loans and other financial services provided to entrepreneurs or small businesses who lack access to conventional banking.
Recap — what you should know
  • Internal sources: personal funds, retained profit, sale of assets
  • External sources: share capital, loan capital, overdraft, trade credit, crowdfunding, leasing, microfinance, business angels
  • Short-term needs → overdraft, trade credit
  • Long-term needs → share capital, loan capital, leasing
  • The appropriate source depends on amount, time frame, business type, and cost
  • Sole traders cannot issue shares
Practice Exercises
1. A newly established sole trader needs $5,000 to cover the first three months of operations while waiting for revenue to build. Recommend the most appropriate source of finance and justify your choice. [4 marks]
Show answer

An overdraft or personal funds would be most appropriate.

An overdraft is designed for short-term cash flow gaps — the business only needs the money for three months and can repay as revenue comes in. It is flexible and quickly arranged. Personal funds avoid any interest cost entirely.

A long-term bank loan would be inappropriate because the need is temporary and a loan would leave the business repaying interest for years on a short-term problem.

Common mistake: Recommending a source without justifying it in the context of the question. The answer must connect the source to the specific circumstances — short-term need, small amount, no collateral. Saying "a bank loan is a good source" with no context scores poorly.

2. Distinguish between share capital and loan capital as sources of finance. [4 marks]
Show answer

Share capital involves selling ownership (equity) in the business. Shareholders become part-owners, may receive dividends, and the money does not need to be repaid. However, control is diluted.

Loan capital is debt — borrowed money that must be repaid with interest over an agreed period. The lender has no ownership stake but the business has a legal obligation to repay.

Award 1 mark per valid point of distinction, up to 4.

Common mistake: Treating "distinguish" as "define both terms separately." A distinction must show a contrast — the answer should explicitly compare them, e.g. "Unlike loan capital, share capital does not require repayment…"

3. A small tech start-up needs $200,000 to develop its first product. It has no assets, no trading history, and three founders with no personal savings. Evaluate two possible sources of finance. [8 marks]
Show answer

Business angel: A business angel could provide the full $200,000 in exchange for equity. They bring not just money but mentorship and networks — valuable for a tech start-up. However, the founders dilute their ownership and may lose some control over direction.

Crowdfunding: An equity or reward-based crowdfunding campaign could raise funds while simultaneously building a customer base. However, there is no guarantee of reaching the target, and developing/fulfilling rewards adds cost and complexity.

A bank loan is unlikely because the start-up has no assets as collateral and no trading history. Award marks for evaluation (weighing pros/cons for the specific situation).

Common mistake: Listing advantages and disadvantages without linking them to the scenario. "Crowdfunding is risky" scores less than "Crowdfunding may not reach its target — leaving the start-up with no funding at all at a critical stage of development."